DFX Intelligence

T••••• J••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

T••••• J••• C••••••

Advisor at N••••••••• A•••• M••••••••• L••

Waxhaw, NC

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Search this name across graphsid dfx:ria:7ae29f8b-55e6-b236-87a3-333f0e39f4b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• A•••• M••••••••• L••	Independent wealth	Jan 6, 2025	n/a	yes	Waxhaw, NC	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jun 3, 2024	Dec 31, 2024	no	Waxhaw, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	N••••••••• A•••• M••••••••• L••	Jul 25, 2024	Jun 3, 2024	-52	Bulk transfer	RIA to RIA
N••••••••• A•••• M••••••••• L••	C•••••••• W•••••	Nov 8, 2021	Nov 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
109582:310912:CT:2021-11-08	Nov 8, 2021	Nov 18, 2021	GREENWICH, CT	Firm change

Relationships

Registered with (4)

→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 3, 2024 to Dec 31, 2024factForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Nov 18, 2021 to Jul 25, 2024factForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 20, 2019 to Nov 8, 2021factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ae29f8b-55e6-b236-87a3-333f0e39f4b7
First observed: Mar 25, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.