DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• P••• G••••• I••••••••• L••
Latest filing Jul 27, 2026
First filing on the tape Dec 3, 2013 · 45 filings
SEC status approved since Jan 17, 2014
RAUM
$598M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
22%
$133M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$99.7M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$598M as of Jul 27, 2026
Mar 7, 2014$12.2M then
HNW client RAUM$133M as of Jul 27, 2026
Mar 5, 2018$10.3M then
State-registered IARs (5.B.3)5 as of Jul 27, 2026
Mar 7, 20142 then
Employees (5.A)10 as of Jul 27, 2026
Mar 7, 20143 then
Private funds: no history
RAUM +20% over the last fiscal year+20% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $99.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $3.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 51%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$198M33%
- Investment companies$137M23%
- High-net-worth individuals$133M22%
- State and municipal entities$106M18%
- Corporations and businesses$22.5M3.8%
- Pension and profit-sharing plans$1.6M0.3%
- Individual clients
- n/areported
- HNW clients
- 125reported
- Pension plan clients
- 1reported
- Charitable clients
- 18reported
- Accounts
- 152reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.22 fund_share=0.23 institutional_share=0.51 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• P••• B••••••••Chartered Financial Analyst | Alpine, Ut | Jul 2, 2018 | 16 y | 0 |
| W•••• G••••• P••••••Chartered Financial Analyst | Alpine, Ut | Jul 2, 2018 | 16 y | 0 |
| R•••• A•••• H••• | Alpine, Ut | Sep 18, 2019 | 27 y | 2 |
| L•••• J•••• F•••• | Chicago, Il | Jun 11, 2021 | 15 y | 3 |
| D•••• W••• P•••••Chartered Financial Analyst | Alpine, Ut | Sep 28, 2021 | 16 y | 0 |
| A•••• C••••• N••••••Chartered Financial Analyst | Alpine, Ut | Sep 28, 2021 | 41 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• J•••• F•••• from W•••••• B•••• • C•••••• L•••••Jun 11, 2021 · Other
- R•••• A•••• H••• from W•••••• B•••• • C•••••• L•••••Sep 18, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R•••• P••• · Member/Principal/Portfolio Manager/Chief Investment Officercontrolsince 04/2010 · owns 25% to 50%
- H•••• R••••• A•••• · Member/Principal/President/Ceocontrolsince 01/2023 · owns 25% to 50%
- O•••••••• H•••••• E••••••••• · Chief Compliance Officer/Chief Financial Officercontrolsince 07/2022 · owns less than 5%
- B••••• P•••• R•••••• · Member, Elected Managercontrolsince 06/2018 · owns 25% to 50% of T••••• S••••• P••••••• L••
- P••••• S•••••• W••••• · Elected Managercontrolsince 06/2018 · owns F of T••••• S••••• P••••••• L••
- T••••• M•••• B•••• · Elected Managercontrolsince 06/2018 · owns F of T••••• S••••• P••••••• L••
- W••••••• K•••• R••••• · Member, Elected Managercontrolsince 06/2018 · owns 25% to 50% of T••••• S••••• P••••••• L••
- N••••••• A••••• C••••• · Member/Principal/Portfolio Managersince 01/2023 · owns less than 5%
- P•••••• D••••• W••• · Member/Principal/Research Analystsince 01/2015 · owns 5% to 10%
- P••••••••• H••••••• D••• · Member/Principal/Chief Operating Officersince 12/2015 · owns 5% to 10%
Entity owners
- T••••• S••••• P••••••• L•• · Memberindirect · owns 75% or more of W•• I••••••••• M•••••••••
- W•• I••••••••• M••••••••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpine, Ut · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 27, 2026institutional share of RAUM of 51% against a peer median of 2% (1482 comparable advisers, 98.0th percentile, 16.8 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 201 to 152Dec 17, 2025 to Mar 24, 2026
- Business name · C••••••• C•••••• P•••••••• L•• to L••• P••• G••••• I••••••••• L••Dec 17, 2025 to Mar 24, 2026
- Charity clients · 17 to 18Dec 17, 2025 to Mar 24, 2026
- Corporate clients · 4 to 6Dec 17, 2025 to Mar 24, 2026
- HNW clients · 175 to 125Dec 17, 2025 to Mar 24, 2026
- Individual clients · 2.0 to unsetDec 17, 2025 to Mar 24, 2026
- Discretionary RAUM · $497M to $598MDec 17, 2025 to Mar 24, 2026
- HNW RAUM · $117M to $133MDec 17, 2025 to Mar 24, 2026
- Individual RAUM · 31132.0 to unsetDec 17, 2025 to Mar 24, 2026
- Pension RAUM · $1.6M to $1.6MDec 17, 2025 to Mar 24, 2026
- RAUM · $497M to $598MDec 17, 2025 to Mar 24, 2026
- Legal name · C••••••• C•••••• P•••••••• L•• to L••• P••• G••••• I••••••••• L••Mar 25, 2025 to Dec 17, 2025
- Accounts · 206 to 201Mar 22, 2024 to Mar 25, 2025
- Advisory employees · 4 to 5Mar 22, 2024 to Mar 25, 2025
- Charity clients · 15 to 17Mar 22, 2024 to Mar 25, 2025
- Corporate clients · unset to 4.0Mar 22, 2024 to Mar 25, 2025
- HNW clients · 182 to 175Mar 22, 2024 to Mar 25, 2025
- Individual clients · 1 to 2Mar 22, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 25, 2025
- State-registered IARs · 6 to 5Mar 22, 2024 to Mar 25, 2025
- Discretionary RAUM · $406M to $497MMar 22, 2024 to Mar 25, 2025
- HNW RAUM · $122M to $117MMar 22, 2024 to Mar 25, 2025
- Individual RAUM · $50,208 to $31,132Mar 22, 2024 to Mar 25, 2025
- Pension RAUM · $1.4M to $1.6MMar 22, 2024 to Mar 25, 2025
- RAUM · $406M to $497MMar 22, 2024 to Mar 25, 2025
- Accounts · 193 to 206Apr 4, 2023 to Mar 20, 2024
- Charity clients · 13 to 15Apr 4, 2023 to Mar 20, 2024
- Corporate clients · 1.0 to unsetApr 4, 2023 to Mar 20, 2024
- HNW clients · 163 to 182Apr 4, 2023 to Mar 20, 2024
- Pooled vehicle clients · 11.0 to unsetApr 4, 2023 to Mar 20, 2024
- Discretionary RAUM · $342M to $406MApr 4, 2023 to Mar 20, 2024
- HNW RAUM · $94.6M to $122MApr 4, 2023 to Mar 20, 2024
- Individual RAUM · $325,524 to $50,208Apr 4, 2023 to Mar 20, 2024
- Pension RAUM · $773,727 to $1.4MApr 4, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · 12082172.0 to unsetApr 4, 2023 to Mar 20, 2024
- RAUM · $342M to $406MApr 4, 2023 to Mar 20, 2024
- Wrap assets (manager) · 1377214.0 to unsetApr 4, 2023 to Mar 20, 2024
- Wrap assets (sponsor) · 0.0 to unsetApr 4, 2023 to Mar 20, 2024
- Accounts · 149 to 193Sep 8, 2022 to Mar 31, 2023
- BD registered reps · 2 to 1Sep 8, 2022 to Mar 31, 2023
Signals
12 dated events
- George Wayne Pierson (Member / Principal) no longer on Schedule A of L••• P••• G••••• I••••••••• L•• (listed 2022-09-08, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- R•••• H••• (Member /Principal/ President/Ceo) appeared on Schedule A of L••• P••• G••••• I••••••••• L••Mar 31, 2023 · Control person joined · fact
- L••• P••• G••••• I••••••••• L•• reported RAUM $342.2M, up 150% from $137.0M (2022-09-08 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Sue Donna Naitove (Chief Compliance Officer) no longer on Schedule A of L••• P••• G••••• I••••••••• L•• (listed 2022-06-15, absent 2022-07-01)Jul 1, 2022 · Control person left · inference
- E••••••••• H••••• O••••••• (Chief Compliance Officer / Chief Financial Officer) appeared on Schedule A of L••• P••• G••••• I••••••••• L••Jul 1, 2022 · Control person joined · fact
- Sue Donna Naitove (Chief Compliance Officer) appeared on Schedule A of L••• P••• G••••• I••••••••• L••Apr 2, 2021 · Control person joined · fact
- L••• P••• G••••• I••••••••• L•• reported RAUM $93.0M, down 59% from $228.3M (2020-08-31 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Brady Mike Trigg (Elected Manager) appeared on Schedule A of L••• P••• G••••• I••••••••• L••Mar 13, 2020 · Control person joined · fact
- Waller Sloane Payne (Elected Manager) appeared on Schedule A of L••• P••• G••••• I••••••••• L••Mar 13, 2020 · Control person joined · fact
- Russell Paul Black (Member) appeared on Schedule A of L••• P••• G••••• I••••••••• L••Feb 21, 2019 · Control person joined · fact
- Randal Kurt Winrich (Member) appeared on Schedule A of L••• P••• G••••• I••••••••• L••Feb 21, 2019 · Control person joined · fact
- C••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Dec 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lone-peak-global-investorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- facebook/com/cliffordcapreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 385-387-1212reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026