This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 11, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Jun 11, 1993

First registration

Jun 22, 2017

Dual registered

yes, broker-dealer

Other names

Albert Lazaro|Albert Kenneth Lazaro|ALBERT K LAZARO|AL LAZARO

IAPD individual key

2347803

• Occurred

  Apr 27, 2026
  Advisor changed firm

  Albert Lazaro left Edward Jones for Ameriprise Financial Services, Llc (registered 2026-04-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7aea3abf-b71d-a26c-d4d0-192beef5f8ed

First observed

Jun 22, 2017

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.