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RIA / WealthAdvisor25 years in industry

Richard A Fertig

Advisor at BLUE MONARCH FINANCIAL INC.

Fairfield, CT | GREENVILLE, TX

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Search this name across graphsid dfx:ria:7af3dd98-c5ce-fea6-8733-f8b954b40db7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Mar 26, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLUE MONARCH FINANCIAL INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 11, 2018
First registration: Mar 26, 2019
Dual registered: no
Other names: Richard A Fertig|Richard Arthur Fertig
IAPD individual key: 7037359

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLUE MONARCH FINANCIAL INC.	State registered	Sep 8, 2026	n/a	yes	GREENVILLE, TX\|Fairfield, CT	Current employment
BLACKRIDGE ASSET MANAGEMENT, LLC	Independent wealth	Jun 23, 2026	Sep 9, 2026	no	JUPITER, FL\|Fairfield, CT	Previous registration
COPLEY FINANCIAL GROUP, INC.	Independent wealth	Mar 18, 2026	Apr 30, 2026	no	Fairfield, CT\|SAN DIEGO, CA	Previous registration
DAVENPORT & ASSOCIATES, INC.	n/a	Dec 11, 2025	Dec 31, 2025	no	NORWALK, CT	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Dec 17, 2025	no	REDDING, CT\|SHELTON, CT	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 21, 2023	Nov 14, 2024	no	Redding, CT\|SHELTON, CT\|SHELTON, CT	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jul 27, 2022	Aug 10, 2023	no	EAST LYME, CT\|NIANTIC, CT\|JOHNSTON, RI\|BRANFORD, CT\|ORANGE, CT\|MILFORD, CT	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 26, 2019	Jul 27, 2022	no	SHELTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKRIDGE ASSET MANAGEMENT, LLC	BLUE MONARCH FINANCIAL INC.	Sep 9, 2026	Sep 8, 2026	-1	Firm change	RIA to state RIA
COPLEY FINANCIAL GROUP, INC.	BLACKRIDGE ASSET MANAGEMENT, LLC	Apr 30, 2026	Jun 23, 2026	54	Firm change	RIA to RIA
DAVENPORT & ASSOCIATES, INC.	COPLEY FINANCIAL GROUP, INC.	Dec 31, 2025	Mar 18, 2026	77	Firm change	Other
LPL ENTERPRISE, LLC	DAVENPORT & ASSOCIATES, INC.	Dec 17, 2025	Dec 11, 2025	-6	Firm change	Other
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
CITIZENS SECURITIES, INC.	PRUCO SECURITIES, LLC	Aug 10, 2023	Aug 21, 2023	11	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	CITIZENS SECURITIES, INC.	Jul 27, 2022	Jul 27, 2022	0	Firm change	Ibd to ibd

Relationships

Registered with (7)

→ BLUE MONARCH FINANCIAL INC.Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ BLACKRIDGE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 23, 2026 to Sep 9, 2026factForm ADV
→ COPLEY FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 18, 2026 to Apr 30, 2026factForm ADV
→ DAVENPORT & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 11, 2025 to Dec 31, 2025factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Dec 17, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 21, 2023 to Nov 14, 2024factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jul 27, 2022 to Aug 10, 2023factForm ADV

Dated events

Occurred
Sep 9, 2026
Advisor changed firm
Richard A Fertig left Blackridge Asset Management, Llc for Blue Monarch Financial Inc. (registered 2026-09-08)
Form ADVobserved 6 days ago
Occurred
Apr 30, 2026
Advisor changed firm
Richard A Fertig left Copley Financial Group, Inc. for Blackridge Asset Management, Llc (registered 2026-06-23)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Richard A Fertig left Davenport & Associates, Inc. for Copley Financial Group, Inc. (registered 2026-03-18)
Form ADVobserved 6 days ago
Occurred
Dec 17, 2025
Advisor changed firm
Richard A Fertig left Lpl Enterprise, Llc for Davenport & Associates, Inc. (registered 2025-12-11)
Form ADVobserved 6 days ago
Occurred
Aug 10, 2023
Advisor changed firm
Richard A Fertig left Citizens Securities, Inc. for Pruco Securities, Llc (registered 2023-08-21)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Richard A Fertig left Pruco Securities, Llc for Citizens Securities, Inc. (registered 2022-07-27)
Form ADVobserved 6 days ago