DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard A Fertig

Blue Monarch Financial Inc.state registeredFairfield, Ct IA-onlyIAPD 7037359

Feed of 09/15/2026

Also filed as Richard A Fertig

At current firm

0 y

since Sep 8, 2026

In the industry

25 y

since Jan 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Blue Monarch Financial Inc. state registered current
since Sep 8, 2026 · Greenville, Tx
Blackridge Asset Management, LLC independent RIA
Jun 23, 2026 to Sep 9, 2026 · Jupiter, Fl
Copley Financial Group, Inc. independent RIA
Mar 18, 2026 to Apr 30, 2026 · Fairfield, Ct
Davenport & Associates, Inc. unclassified
Dec 11, 2025 to Dec 31, 2025 · Norwalk, Ct
LPL Enterprise, LLC BD affiliated
Nov 14, 2024 to Dec 17, 2025 · Redding, Ct
Pruco Securities, LLC no RAUM
Aug 21, 2023 to Nov 14, 2024 · Redding, Ct
Citizens Securities, Inc. BD affiliated
Jul 27, 2022 to Aug 10, 2023 · East Lyme, Ct
Pruco Securities, LLC no RAUM
Mar 26, 2019 to Jul 27, 2022 · Shelton, Ct

Moves

a registration end followed by a registration begin elsewhere

Blackridge Asset Management, LLC to Blue Monarch Financial Inc.
left Sep 9, 2026, registered Sep 8, 2026 (-1 days) · RIA to a state-registered adviser
Copley Financial Group, Inc. to Blackridge Asset Management, LLC
left Apr 30, 2026, registered Jun 23, 2026 (54 days) · RIA to RIA
Davenport & Associates, Inc. to Copley Financial Group, Inc.
left Dec 31, 2025, registered Mar 18, 2026 (77 days) · Other
LPL Enterprise, LLC to Davenport & Associates, Inc.
left Dec 17, 2025, registered Dec 11, 2025 (-6 days) · Other
Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Citizens Securities, Inc. to Pruco Securities, LLC
left Aug 10, 2023, registered Aug 21, 2023 (11 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Citizens Securities, Inc.
left Jul 27, 2022, registered Jul 27, 2022 (0 days) · Affiliated broker-dealer or bank to another

Signals

Richard A Fertig left Blackridge Asset Management, Llc for Blue Monarch Financial Inc. (registered 2026-09-08)
Sep 9, 2026 · Advisor changed firm · fact
Richard A Fertig left Copley Financial Group, Inc. for Blackridge Asset Management, Llc (registered 2026-06-23)
Apr 30, 2026 · Advisor changed firm · fact
Richard A Fertig left Davenport & Associates, Inc. for Copley Financial Group, Inc. (registered 2026-03-18)
Dec 31, 2025 · Advisor changed firm · fact
Richard A Fertig left Lpl Enterprise, Llc for Davenport & Associates, Inc. (registered 2025-12-11)
Dec 17, 2025 · Advisor changed firm · fact
Richard A Fertig left Citizens Securities, Inc. for Pruco Securities, Llc (registered 2023-08-21)
Aug 10, 2023 · Advisor changed firm · fact
Richard A Fertig left Pruco Securities, Llc for Citizens Securities, Inc. (registered 2022-07-27)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address