DFX Intelligence

T••• M•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

T••• M•••••• E••••

Advisor at R•••• F••• M••••••••• L••

Austin, MN | LADY LAKE, FL

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Search this name across graphsid dfx:ria:7b11cd7f-3ea6-3b22-779a-778ef15d1a7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• F••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• F••• M••••••••• L••	Independent wealth	Dec 10, 2017	n/a	yes	Austin, MN\|LADY LAKE, FL	Current employment
U•• F•••••••• S••••••••• L••	Independent wealth	Oct 14, 2016	Dec 7, 2017	no	Austin, MN\|ADA, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••••• L••	R•••• F••• M••••••••• L••	Dec 7, 2017	Dec 10, 2017	3	Firm change	Other
R•••• F••• M••••••••• L••	U•• F•••••••• S••••••••• L••	Oct 19, 2016	Oct 14, 2016

Relationships

Registered with (4)

→ R•••• F••• M••••••••• L••Registered adviserregistration: previous registration
May 7, 2014 to Oct 19, 2016factForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 14, 2016 to Dec 7, 2017factForm ADV
→ S••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2010 to Jun 21, 2013factForm ADV
→ B••••••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b11cd7f-3ea6-3b22-779a-778ef15d1a7c
First observed: Aug 21, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.