RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• M•••••• E••••
- Title
- Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••• F••• M••••••••• L•• independent RIA currentsince Dec 10, 2017 · Austin, Mn
- U•• F•••••••• S••••••••• L•• independent RIAOct 14, 2016 to Dec 7, 2017 · Austin, Mn
- R•••• F••• M••••••••• L•• independent RIAMay 7, 2014 to Oct 19, 2016 · Lady Lake, Fl
- S••••••• A•••• M••••••••• I••• formerFeb 10, 2010 to Jun 21, 2013
- S••••••• A•••• M••••••••• I••• formerSep 21, 2009 to Oct 27, 2009 · Austin, Mn
- B••••••••• C•••••• M••••••••• L•• independent RIAAug 21, 2008 to Sep 4, 2009 · Austin, Mn
- U•• F•••••••• S••••••••• L•• to R•••• F••• M••••••••• L••left Dec 7, 2017, registered Dec 10, 2017 (3 days) · Other
- R•••• F••• M••••••••• L•• to U•• F•••••••• S••••••••• L••left Oct 19, 2016, registered Oct 14, 2016 (-5 days) · Other
- S••••••• A•••• M••••••••• I••• to R•••• F••• M••••••••• L••left Jun 21, 2013, registered May 7, 2014 (320 days) · Other
- B••••••••• C•••••• M••••••••• L•• to S••••••• A•••• M••••••••• I•••left Sep 4, 2009, registered Sep 21, 2009 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address