DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at S••••••••• I•••••••••
NEW YORK, NY | Buford, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• I••••••••• | Independent wealth | Oct 11, 2023 | n/a | yes | NEW YORK, NY|Buford, GA | Current employment |
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | May 8, 2013 | Oct 2, 2023 | no | DULUTH, GA|Sugar Hill, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | S••••••••• I••••••••• | Oct 2, 2023 | Oct 11, 2023 | 9 | Firm change | Ibd to new firm |
| A••••••••• F•••••••• S•••••••• L•• | A••••••• F•••••••• A•••••••• L•• | May 9, 2013 | May 8, 2013 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 6, 2009 | May 9, 2013 | no | Atlanta, GA|DULUTH, GA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Mar 26, 2004 | Jan 7, 2009 | no | BUFORD, GA|ATLANTA, GA|ALPHARETTA, GA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jun 26, 2002 | Mar 26, 2004 | no | ATLANTA, GA | Previous registration |
| -1 |
| Firm change |
| Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Jan 7, 2009 | Jan 6, 2009 | -1 | Firm change | Other |
| W•••• F•••• A••••••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Mar 26, 2004 | Mar 26, 2004 | 0 | Firm change | Other |