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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)19 years in industry

JOHN L HEACOCK

Advisor at VALIC FINANCIAL ADVISORS, INC.

MOUNT LAUREL, NJ

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Search this name across graphsid dfx:ria:7b3a93e5-cbb0-0cbe-bd48-b0ba6e2a6155

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S63|S66
First exam: Feb 16, 2007
First registration: Feb 6, 2012
Dual registered: yes, broker-dealer
Other names: John Heacock|John Lee Heacock|John L. Heacock
IAPD individual key: 4873661

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 20, 2025	n/a	yes	MOUNT LAUREL, NJ	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 7, 2022	Oct 21, 2025	no	Philadelphia, PA\|Center Valley, PA\|Philadelphia, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 25, 2020	Nov 7, 2022	no	EXTON, PA\|WAYNE, PA	Previous registration
HOOVER FINANCIAL ADVISORS, INC.	Former SEC adviser	Jun 5, 2018	Jan 31, 2020	no	MALVERN, PA	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	May 23, 2017	May 23, 2018	no	PORTLAND, OR\|Media, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 5, 2012	May 23, 2017	no	Radnor, PA	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Feb 6, 2012	Apr 20, 2012	no	DEVON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	VALIC FINANCIAL ADVISORS, INC.	Oct 21, 2025	Oct 20, 2025	-1	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MML INVESTORS SERVICES, LLC	Nov 7, 2022	Dec 7, 2022	30	Firm change	Wirehouse to ibd
HOOVER FINANCIAL ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 31, 2020	Feb 25, 2020	25	Firm change	RIA to wirehouse
M HOLDINGS SECURITIES, INC.	HOOVER FINANCIAL ADVISORS, INC.	May 23, 2018	Jun 5, 2018	13	Firm change	Ibd to RIA
MML INVESTORS SERVICES, LLC	M HOLDINGS SECURITIES, INC.	May 23, 2017	May 23, 2017	0	Firm change	Other
NATIONWIDE SECURITIES, LLC	MML INVESTORS SERVICES, LLC	Apr 20, 2012	Jun 5, 2012	46	Firm change	Other

Relationships

Registered with (6)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Oct 20, 2025 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Dec 7, 2022 to Oct 21, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 25, 2020 to Nov 7, 2022factForm ADV
→ HOOVER FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 5, 2018 to Jan 31, 2020factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
May 23, 2017 to May 23, 2018factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 6, 2012 to Apr 20, 2012factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
John L Heacock left Mml Investors Services, Llc for Valic Financial Advisors, Inc. (registered 2025-10-20)
Form ADVobserved 6 days ago
Occurred
Nov 7, 2022
Advisor changed firm
John L Heacock left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Mml Investors Services, Llc (registered 2022-12-07)
Form ADVobserved 6 days ago