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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JOHN ATWOOD HARDING

Advisor at LPL FINANCIAL LLC

TULSA, OK

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Search this name across graphsid dfx:ria:7b5c4d3d-c770-6e06-b9a8-8e1b9a412763

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Dec 13, 1995
First registration: May 17, 2001
Dual registered: yes, broker-dealer
Other names: JOHN A HARDING|JOHN A (JR) HARDING|JOHN ATWOOD HARDING
IAPD individual key: 2652911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 4, 2018	n/a	yes	TULSA, OK	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Aug 7, 2015	Jun 28, 2018	no	TULSA, OK	Previous registration
ARVEST WEALTH MANAGEMENT	Independent wealth	Dec 12, 2013	Aug 7, 2015	no	TULSA, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK	Previous registration
OFI PRIVATE INVESTMENTS INC	Former SEC adviser	Jun 11, 2004	Dec 19, 2005	no	NEW YORK, NY	Previous registration
QUICK & REILLY, INC.	n/a	Sep 26, 2002	Jan 27, 2003	no	GREEMWOOD VILLAGE, CO	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 17, 2001	Oct 11, 2002	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	LPL FINANCIAL LLC	Jun 28, 2018	Jun 4, 2018	-24	Firm change	Ibd to RIA
ARVEST WEALTH MANAGEMENT	CETERA ADVISORS LLC	Aug 7, 2015	Aug 7, 2015	0	Firm change	Other
OFI PRIVATE INVESTMENTS INC	ARVEST WEALTH MANAGEMENT	Dec 19, 2005	Dec 12, 2013	2,915	Firm change after gap	Other
QUICK & REILLY, INC.	OFI PRIVATE INVESTMENTS INC	Jan 27, 2003	Jun 11, 2004	501	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	QUICK & REILLY, INC.	Oct 11, 2002	Sep 26, 2002	-15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10299:6413:OK:2018-06-28	Jun 28, 2018	Jun 4, 2018	TULSA, OK	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 4, 2018 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 7, 2015 to Jun 28, 2018factForm ADV
→ ARVEST WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 12, 2013 to Aug 7, 2015factForm ADV
→ OFI PRIVATE INVESTMENTS INCRegistered adviserregistration: previous registration
Jun 11, 2004 to Dec 19, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 26, 2002 to Jan 27, 2003factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 17, 2001 to Oct 11, 2002factForm ADV

Dated events

No dated event names this entity yet.