DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A••••• H••••••

L•• F•••••••• L••BD affiliatedTulsa, Okdual registrantIAPD 2652911

Feed of 09/14/2026

Also filed as J••• A H••••••

At current firm

8 y

since Jun 4, 2018

In the industry

30 y

since Dec 13, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 4, 2018 · Tulsa, Ok
C••••• A••••••• L•• former
Aug 7, 2015 to Jun 28, 2018 · Tulsa, Ok
A••••• W••••• M••••••••• independent RIA
Dec 12, 2013 to Aug 7, 2015 · Tulsa, Ok
O•• P•••••• I••••••••• I•• former
Jun 11, 2004 to Dec 19, 2005 · New York, Ny
Q•••• • R•••••• I••• unclassified
Sep 26, 2002 to Jan 27, 2003 · Greemwood Village, Co
C••• B•••••••• S•••••••• I••• former
May 17, 2001 to Oct 11, 2002 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• L•• to L•• F•••••••• L••
left Jun 28, 2018, registered Jun 4, 2018 (-24 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
A••••• W••••• M••••••••• to C••••• A••••••• L••
left Aug 7, 2015, registered Aug 7, 2015 (0 days) · Other
O•• P•••••• I••••••••• I•• to A••••• W••••• M•••••••••
left Dec 19, 2005, registered Dec 12, 2013 (2915 days) · Other
Q•••• • R•••••• I••• to O•• P•••••• I••••••••• I••
left Jan 27, 2003, registered Jun 11, 2004 (501 days) · Other
C••• B•••••••• S•••••••• I••• to Q•••• • R•••••• I•••
left Oct 11, 2002, registered Sep 26, 2002 (-15 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address