DFX Intelligence

M•••••• P••••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••••• P••••• F•••••••••

Advisor at C••••• F••••••••

Lenexa, KS | Leawood, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b5d163b-bead-6573-9ccf-ae81b9690063

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F••••••••	Independent wealth	Apr 30, 2025	n/a	yes	Lenexa, KS\|Leawood, KS	Current employment
T••••••••• I••••••••• P•••••••• L••	Former SEC adviser	Nov 17, 2016	Dec 13, 2023	no	LEAWOOD, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• I••••••••• P•••••••• L••	C••••• F••••••••	Dec 13, 2023	Apr 30, 2025	504	Firm change after gap	Other
M•••••• I••••••••• L••	T••••••••• I••••••••• P•••••••• L••	Nov 17, 2016	Nov 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
152607:285213:KS:2016-11-17	Nov 17, 2016	Nov 17, 2016	LEAWOOD, KS	Firm change

Relationships

Registered with (3)

→ C••••• F••••••••Registered adviserregistration: current employment
Apr 30, 2025 to presentfactForm ADV
→ T••••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2016 to Dec 13, 2023factForm ADV
→ M•••••• I••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2012 to Nov 17, 2016factForm ADV

Dated events

Occurred
Dec 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b5d163b-bead-6573-9ccf-ae81b9690063
First observed: Apr 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.