DFX Intelligence

M•••••• J•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

M•••••• J•••• A•••••••

Advisor at N•••••• A•••••••

Austin, TX | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:e532915c-3c5a-db10-f20e-ada5c32278e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Sep 20, 2024	n/a	yes	Austin, TX\|NEW ORLEANS, LA	Current employment
H•• I••••••••• P•••••••• L••	Independent wealth	Jan 4, 2022	Oct 16, 2024	no	AUSTIN, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• I••••••••• P•••••••• L••	N•••••• A•••••••	Oct 16, 2024	Sep 20, 2024	-26	Firm change	RIA to ibd
T•• A•••••••• L•	H•• I••••••••• P•••••••• L••	Dec 8, 2020	Jul 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
307956:171351:TX:2024-10-16	Oct 16, 2024	Sep 20, 2024	AUSTIN, TX	Firm change
112685:307956:TX:2020-12-08	Dec 8, 2020	Jul 3, 2020	AUSTIN, TX	Firm change after gap
111133:133658:CA:2019-10-24	Oct 24, 2019	Jan 28, 2016	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (10)

→ N•••••• A•••••••Registered adviserregistration: current employment
Sep 20, 2024 to presentfactForm ADV
→ H•• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2022 to Oct 16, 2024factForm ADV
→ T•• A•••••••• L•Registered adviserregistration: previous registration
Nov 26, 2019 to Dec 8, 2020factForm ADV
→ 1•• G••••• A••••••• I••

Dated events

Occurred
Oct 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e532915c-3c5a-db10-f20e-ada5c32278e3
First observed: Feb 12, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.