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RIA / WealthAdvisorCertified Financial Planner27 years in industry

JAMES RICE FRAZIER

Advisor at NATURAL INVESTMENTS

Kula, HI | Corvalis, OR | Seattle, WA

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Search this name across graphsid dfx:ria:7b809a83-af97-706e-491d-fe19d4cff19b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 20, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATURAL INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
First registration: Sep 20, 1999
Dual registered: no
IAPD individual key: 4469041

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATURAL INVESTMENTS	Independent wealth	Jan 22, 2009	n/a	yes	Corvalis, OR\|Kula, HI\|Seattle, WA	Current employment
CONSCIOUS FINANCIAL SOLUTIONS	n/a	Mar 3, 2008	Nov 5, 2009	no	CHIMACUM, WA	Previous registration
FORZA CAPITAL MANAGEMENT, L.L.C.	n/a	Jun 9, 2005	Nov 1, 2007	no	PORT TOWNSEND, WA\|BEND, OR\|BEND, OR	Previous registration
FORZA OFFSHORE CAPITAL MANAGEMENT, L.L.C.	n/a	May 10, 2001	Dec 31, 2002	no	SEATTLE, WA	Previous registration
FORZA CAPITAL MANAGEMENT, L.L.C.	n/a	Sep 20, 1999	Jul 14, 2003	no	BELLINGHAM, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONSCIOUS FINANCIAL SOLUTIONS	NATURAL INVESTMENTS	Nov 5, 2009	Jan 22, 2009	-287	Firm change after gap	Other
FORZA CAPITAL MANAGEMENT, L.L.C.	CONSCIOUS FINANCIAL SOLUTIONS	Nov 1, 2007	Mar 3, 2008	123	Firm change	Other
FORZA CAPITAL MANAGEMENT, L.L.C.	FORZA OFFSHORE CAPITAL MANAGEMENT, L.L.C.	Jul 14, 2003	May 10, 2001	-795	Firm change after gap	Other
FORZA OFFSHORE CAPITAL MANAGEMENT, L.L.C.	FORZA CAPITAL MANAGEMENT, L.L.C.	Dec 31, 2002	Jun 9, 2005	891	Firm change after gap	Other

Relationships

Registered with (4)

→ NATURAL INVESTMENTSRegistered adviserregistration: current employment
Jan 22, 2009 to presentfactForm ADV
→ CONSCIOUS FINANCIAL SOLUTIONSRegistered adviserregistration: previous registration
Mar 3, 2008 to Nov 5, 2009factForm ADV
→ FORZA CAPITAL MANAGEMENT, L.L.C.Registered adviserregistration: previous registration
Jun 9, 2005 to Nov 1, 2007factForm ADV
→ FORZA OFFSHORE CAPITAL MANAGEMENT, L.L.C.Registered adviserregistration: previous registration
May 10, 2001 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.