DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Rice Frazier
Certified Financial Planner
Feed of 09/15/2026
At current firm
17 y
since Jan 22, 2009
In the industry
26 y
since Sep 20, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Natural Investments independent RIA currentsince Jan 22, 2009 · Corvalis, Or
- Conscious Financial Solutions unclassifiedMar 3, 2008 to Nov 5, 2009 · Chimacum, Wa
- Forza Capital Management, L.L.C. unclassifiedJun 9, 2005 to Nov 1, 2007 · Port Townsend, Wa
- Forza Offshore Capital Management, L.L.C. unclassifiedMay 10, 2001 to Dec 31, 2002 · Seattle, Wa
- Forza Capital Management, L.L.C. unclassifiedSep 20, 1999 to Jul 14, 2003 · Bellingham, Wa
Moves
a registration end followed by a registration begin elsewhere
- Conscious Financial Solutions to Natural Investmentsleft Nov 5, 2009, registered Jan 22, 2009 (-287 days) · Other
- Forza Capital Management, L.L.C. to Conscious Financial Solutionsleft Nov 1, 2007, registered Mar 3, 2008 (123 days) · Other
- Forza Capital Management, L.L.C. to Forza Offshore Capital Management, L.L.C.left Jul 14, 2003, registered May 10, 2001 (-795 days) · Other
- Forza Offshore Capital Management, L.L.C. to Forza Capital Management, L.L.C.left Dec 31, 2002, registered Jun 9, 2005 (891 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address