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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JEFFREY MARLIN PHILLIPS

Advisor at BLUEPRINT FINANCIAL ADVISORS

CHARLOTTE, NC | Greensboro, NC

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Search this name across graphsid dfx:ria:7b894b74-02f2-0288-8bc1-9c9d5bce8516

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLUEPRINT FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 17, 1987
First registration: Jun 20, 2002
Dual registered: yes, broker-dealer
Other names: JEFFREY MARLIN PHILLIPS|JEFF M PHILLIPS|JEFF PHILLIPS|JEFFREY M PHILLIPS
IAPD individual key: 1492362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLUEPRINT FINANCIAL ADVISORS	Independent wealth	Aug 4, 2025	n/a	yes	Greensboro, NC\|CHARLOTTE, NC	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Aug 6, 2025	no	MOUNT AIRY, NC\|GREENSBORO, NC	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 26, 2015	Jun 14, 2024	no	GREENSBORO, NC\|GREENSBORO, NC\|GREENSBORO, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 3, 2009	Jul 7, 2015	no	GREENSBORO, NC\|SAN DIEGO, CA\|GREENSBORO, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 25, 2003	Apr 6, 2009	no	GREENSBORO, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 20, 2002	Aug 13, 2003	no	GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	BLUEPRINT FINANCIAL ADVISORS	Aug 6, 2025	Aug 4, 2025	-2	Firm change	Ibd to RIA
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Jul 7, 2015	Jun 26, 2015	-11	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Apr 6, 2009	Apr 3, 2009	-3	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Aug 13, 2003	Jul 25, 2003	-19	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:315570:NC:2025-08-06	Aug 6, 2025	Aug 4, 2025	MOUNT AIRY, NC	Firm change

Relationships

Registered with (6)

→ BLUEPRINT FINANCIAL ADVISORSRegistered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Aug 6, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 26, 2015 to Jun 14, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 3, 2009 to Jul 7, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 25, 2003 to Apr 6, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 20, 2002 to Aug 13, 2003factForm ADV

Dated events

Occurred
Aug 6, 2025
Advisor changed firm
Jeffrey Marlin Phillips left Osaic Wealth, Inc. for Blueprint Financial Advisors (registered 2025-08-04)
Form ADVobserved 6 days ago