RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••••• R•••••••
- C••••• C••• W••••• M••••••••• L•• state registered currentsince Dec 12, 2017 · Carmel, In
- F•••• P•••••• C••••• G•••• independent RIAJun 11, 2007 to Dec 14, 2017 · Fishers, In
- L•• F•••••••• L•• BD affiliatedMar 2, 2005 to Jul 10, 2009 · Fort Mill, Sc
- C••• F•••••••• S•••••••• L••• formerJul 1, 2002 to Mar 2, 2005 · Fishers, In
- P•••• S••••••••• L•• no RAUMNov 3, 2000 to Jul 19, 2002 · Indianapolis, In
- F•••• P•••••• C••••• G•••• to C••••• C••• W••••• M••••••••• L••left Dec 14, 2017, registered Dec 12, 2017 (-2 days) · Other
- L•• F•••••••• L•• to F•••• P•••••• C••••• G••••left Jul 10, 2009, registered Jun 11, 2007 (-760 days) · Other
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Mar 2, 2005, registered Mar 2, 2005 (0 days) · Other
- P•••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left Jul 19, 2002, registered Jul 1, 2002 (-18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address