DFX Intelligence

R•••• D••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

R•••• D••• M••••••

Advisor at F•••• H•••••••• C••••••••• I•••

Weare, NH

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Search this name across graphsid dfx:ria:7bc43c85-e78b-8c68-277d-b00d7b083adb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Sep 18, 2023	n/a	yes	Weare, NH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 16, 2019	Sep 22, 2023	no	Manchester, NH\|Bedford, NH\|Lincoln, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	F•••• H•••••••• C••••••••• I•••	Sep 22, 2023	Sep 18, 2023	-4	Firm change	Ibd to ibd
L•• F•••••••• L••	F••••••• F•••••••• G••••• L••	Oct 8, 2019	Sep 11, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:146552:NH:2019-10-08	Oct 8, 2019	Sep 11, 2009	MANCHESTER, NH	Firm change after gap

Relationships

Registered with (6)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2019 to Sep 22, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 13, 2009 to Oct 8, 2019factForm ADV
→ F••••••• F•••••••• G••••• L••

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
R•••• D••• M•••••• left A••••••••• F•••••••• S•••••••• L•• for F•••• H•••••••• C••••••••• I••• (registered 2023-09-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bc43c85-e78b-8c68-277d-b00d7b083adb
First observed: Feb 2, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.