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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Samuel LaFevers

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

VERO BEACH, FL

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Search this name across graphsid dfx:ria:7bc944f2-7a90-a682-dbd3-b12c6669df54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jan 14, 1999
First registration: Jan 11, 1999
Dual registered: yes, broker-dealer
Other names: SAMUEL LYNN LAFEVERS|Samuel LaFevers
IAPD individual key: 3155557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 5, 2026	n/a	yes	VERO BEACH, FL	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Nov 16, 2009	Jun 30, 2026	no	VERO BEACH, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Nov 10, 2009	no	VERO BEACH, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 11, 1999	Jan 1, 2008	no	VERO BEACH, FL\|ST. LOUIS, MO\|VERO BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 30, 2026	Jun 5, 2026	-25	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Nov 10, 2009	Nov 16, 2009	6	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 5, 2026 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Nov 16, 2009 to Jun 30, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Nov 10, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 11, 1999 to Jan 1, 2008factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
Samuel Lafevers left Stifel, Nicolaus & Company, Incorporated for Ameriprise Financial Services, Llc (registered 2026-06-05)
Form ADVobserved 5 days ago