DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Samuel Lafevers

Ameriprise Financial Services, LLCnational BDVero Beach, Fldual registrantIAPD 3155557

Feed of 09/14/2026

Also filed as Samuel Lynn Lafevers

At current firm

0 y

since Jun 5, 2026

In the industry

27 y

since Jan 11, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Jun 5, 2026 · Vero Beach, Fl
Stifel, Nicolaus & Company, Incorporated national BD
Nov 16, 2009 to Jun 30, 2026 · Vero Beach, Fl
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Nov 10, 2009 · Vero Beach, Fl
A. G. Edwards & Sons, Inc. unclassified
Jan 11, 1999 to Jan 1, 2008 · Vero Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Stifel, Nicolaus & Company, Incorporated to Ameriprise Financial Services, LLC
left Jun 30, 2026, registered Jun 5, 2026 (-25 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Stifel, Nicolaus & Company, Incorporated
left Nov 10, 2009, registered Nov 16, 2009 (6 days) · Wirehouse to affiliated broker-dealer or bank
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Samuel Lafevers left Stifel, Nicolaus & Company, Incorporated for Ameriprise Financial Services, Llc (registered 2026-06-05)
Jun 30, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address