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RIA / WealthAdvisor11 years in industry

TODD JONES SMALLWOOD

Advisor at PROCYON

SHELTON, CT | ATLANTA, GA

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Search this name across graphsid dfx:ria:7bd963ab-ec0e-0c11-10da-913aacc9dc96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROCYON
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 13, 2014
First registration: Dec 16, 2014
Dual registered: no
Other names: Todd Jones Smallwood
IAPD individual key: 2131710

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Procyon	Mixed wealth	Nov 13, 2025	n/a	yes	ATLANTA, GA\|SHELTON, CT	Current employment
SUGARLOAF WEALTH MANAGEMENT, LLC	Former SEC adviser	Jul 6, 2022	Mar 12, 2025	no	Duluth, GA	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Oct 19, 2018	Jul 12, 2022	no	ATLANTA, GA\|DULUTH, GA	Previous registration
LINDNER CAPITAL ADVISORS, INC.	Former SEC adviser	Apr 1, 2016	Oct 12, 2018	no	ATLANTA, GA	Previous registration
CLEAR INVESTMENT RESEARCH, LLC	Institutional manager	Dec 16, 2014	Feb 18, 2016	no	ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUGARLOAF WEALTH MANAGEMENT, LLC	Procyon	Mar 12, 2025	Nov 13, 2025	246	Firm change	RIA to RIA
TRIAD ADVISORS, LLC	SUGARLOAF WEALTH MANAGEMENT, LLC	Jul 12, 2022	Jul 6, 2022	-6	Firm change	Ibd to RIA
LINDNER CAPITAL ADVISORS, INC.	TRIAD ADVISORS, LLC	Oct 12, 2018	Oct 19, 2018	7	Firm change	RIA to ibd
CLEAR INVESTMENT RESEARCH, LLC	LINDNER CAPITAL ADVISORS, INC.	Feb 18, 2016	Apr 1, 2016	43	Firm change	Other

Relationships

Registered with (5)

→ PROCYONRegistered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ SUGARLOAF WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 6, 2022 to Mar 12, 2025factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 19, 2018 to Jul 12, 2022factForm ADV
→ LINDNER CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 1, 2016 to Oct 12, 2018factForm ADV
→ CLEAR INVESTMENT RESEARCH, LLCRegistered adviserregistration: previous registration
Dec 16, 2014 to Feb 18, 2016factForm ADV

Dated events

Occurred
Mar 12, 2025
Advisor changed firm
Todd Jones Smallwood left Sugarloaf Wealth Management, Llc for Procyon (registered 2025-11-13)
Form ADVobserved 5 days ago
Occurred
Jul 12, 2022
Advisor changed firm
Todd Jones Smallwood left Triad Advisors, Llc for Sugarloaf Wealth Management, Llc (registered 2022-07-06)
Form ADVobserved 5 days ago