DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner20 years in industry

CHARLES BENNETT SACHS

Advisor at MARINER INDEPENDENT

Coral Gables, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:856e4b8e-6c5f-a3c1-801b-c5ac59178e1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER INDEPENDENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
First registration: Jun 1, 2006
Dual registered: no
IAPD individual key: 5129833

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARINER INDEPENDENT	Independent wealth	Nov 13, 2024	n/a	yes	Coral Gables, FL	Current employment
KAUFMAN ROSSIN WEALTH, LLC	Independent wealth	May 23, 2019	Sep 11, 2024	no	MIAMI, FL\|NAPLES, FL\|FORT LAUDERDALE, FL\|BOCA RATON, FL\|MIAMI, FL	Previous registration
CREATIVE PLANNING	Independent wealth	Jun 24, 2016	Dec 14, 2016	no	Coral Gables, FL\|OVERLAND PARK, KS	Previous registration
GUPTA WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 4, 2016	Jun 6, 2016	no	Coral Gables, FL	Previous registration
PRIVATE WEALTH COUNSEL, INC.	n/a	Mar 8, 2013	Dec 12, 2016	no	MIAMI, FL	Previous registration
EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT	Independent wealth	Jan 31, 2008	Dec 8, 2011	no	CORAL GABLES, FL	Previous registration
PORTFOLIO MATTERS, INC.	n/a	Jun 1, 2006	Dec 12, 2007	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KAUFMAN ROSSIN WEALTH, LLC	MARINER INDEPENDENT	Sep 11, 2024	Nov 13, 2024	63	Firm change	RIA to RIA
CREATIVE PLANNING	KAUFMAN ROSSIN WEALTH, LLC	Dec 14, 2016	May 23, 2019	890	Firm change after gap	Other
PRIVATE WEALTH COUNSEL, INC.	GUPTA WEALTH MANAGEMENT, LLC	Dec 12, 2016	Apr 4, 2016	-252	Firm change after gap	Other
GUPTA WEALTH MANAGEMENT, LLC	CREATIVE PLANNING	Jun 6, 2016	Jun 24, 2016	18	Firm change	Other
EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT	PRIVATE WEALTH COUNSEL, INC.	Dec 8, 2011	Mar 8, 2013	456	Firm change after gap	Other
PORTFOLIO MATTERS, INC.	EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT	Dec 12, 2007	Jan 31, 2008	50	Firm change	Other

Relationships

Registered with (7)

→ MARINER INDEPENDENTRegistered adviserregistration: current employment
Nov 13, 2024 to presentfactForm ADV
→ KAUFMAN ROSSIN WEALTH, LLCRegistered adviserregistration: previous registration
May 23, 2019 to Sep 11, 2024factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Jun 24, 2016 to Dec 14, 2016factForm ADV
→ PRIVATE WEALTH COUNSEL, INC.Registered adviserregistration: previous registration
Mar 8, 2013 to Dec 12, 2016factForm ADV
→ GUPTA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 4, 2016 to Jun 6, 2016factForm ADV
→ EVENSKY & KATZ/FOLDES WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 31, 2008 to Dec 8, 2011factForm ADV
→ PORTFOLIO MATTERS, INC.Registered adviserregistration: previous registration
Jun 1, 2006 to Dec 12, 2007factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
Charles Bennett Sachs left Kaufman Rossin Wealth, Llc for Mariner Independent (registered 2024-11-13)
Form ADVobserved 6 days ago