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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

RICHARD PARK

Advisor at THE STRATEGIC FINANCIAL ALLIANCE

ATLANTA, GA | Ewa Beach, HI

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Search this name across graphsid dfx:ria:7be7bcf8-418c-89e8-5067-0b2e79348025

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE STRATEGIC FINANCIAL ALLIANCE
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 27, 2002
First registration: Dec 17, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4557055

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Jan 8, 2024	n/a	yes	Ewa Beach, HI\|ATLANTA, GA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Jan 11, 2024	no	EWA BEACH, HI\|HONOLULU, HI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 10, 2019	Sep 1, 2023	no	HONOLULU, HI	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 21, 2013	Sep 3, 2019	no	KAILUA, HI\|Honolulu, HI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 6, 2009	Oct 21, 2013	no	HONOLULU, HI	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 17, 2003	Jan 28, 2009	no	HONOLULU, HI\|HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	THE STRATEGIC FINANCIAL ALLIANCE	Jan 11, 2024	Jan 8, 2024	-3	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	SAGEPOINT FINANCIAL, INC.	Sep 3, 2019	Sep 10, 2019	7	Channel change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC WEALTH, INC.	Oct 21, 2013	Oct 21, 2013	0	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 28, 2009	Feb 6, 2009	9	Firm change	Other

Relationships

Registered with (5)

→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Jan 11, 2024factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 10, 2019 to Sep 1, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 6, 2009 to Oct 21, 2013factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 17, 2003 to Jan 28, 2009factForm ADV

Dated events

Occurred
Jan 11, 2024
Advisor changed firm
Richard Park left Osaic Wealth, Inc. for The Strategic Financial Alliance (registered 2024-01-08)
Form ADVobserved 6 days ago