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Advisor at RWA WEALTH PARTNERS
Troy, MI | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RWA WEALTH PARTNERS | Independent wealth | Apr 20, 2023 | n/a | yes | Troy, MI|BOSTON, MA | Current employment |
| POLARIS WEALTH ADVISORY GROUP | Former SEC adviser | Apr 20, 2023 | Nov 7, 2023 | no | Troy, MI|SAN RAFAEL, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 10, 2019 | May 25, 2021 | no | Troy, MI | Previous registration |
| PRIMERICA ADVISORS | National bd RIA | May 17, 2018 | Jun 6, 2019 | no | AUBURN HILLS, MI|SARASOTA, FL | Previous registration |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jul 2, 2014 | May 17, 2016 | no | BLOOMFIELD HILLS, MI|MORRISTOWN, NJ | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 5, 2010 | Jul 2, 2014 | no | FARMINGTON, MI|GRAND RAPIDS, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 28, 2006 | Aug 31, 2007 | no | TROY, MI | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 22, 2006 | Jun 6, 2006 | no | BIRMINGHAM, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| POLARIS WEALTH ADVISORY GROUP | RWA WEALTH PARTNERS | Nov 7, 2023 | Apr 20, 2023 | -201 | Firm change after gap | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | POLARIS WEALTH ADVISORY GROUP | May 25, 2021 | Apr 20, 2023 | 695 | Firm change after gap | Ibd to RIA |
| PRIMERICA ADVISORS | CHARLES SCHWAB & CO., INC. | Jun 6, 2019 | Jun 10, 2019 | 4 | Firm change | Ibd to ibd |
| PRIVATE ADVISOR GROUP, LLC | PRIMERICA ADVISORS | May 17, 2016 | May 17, 2018 | 730 | Firm change after gap | Other |
| STRATEGIC ADVISERS LLC | PRIVATE ADVISOR GROUP, LLC | Jul 2, 2014 | Jul 2, 2014 | 0 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | STRATEGIC ADVISERS LLC | Aug 31, 2007 | Mar 5, 2010 | 917 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | CHASE INVESTMENT SERVICES CORP. | Jun 6, 2006 | Jun 28, 2006 | 22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158718:156984:CA:2023-11-07 | Nov 7, 2023 | Apr 20, 2023 | SAN RAFAEL, CA | Firm change after gap |