DFX Intelligence

J•••••• N••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

J•••••• N••••• M•••••

Advisor at S•• W•••••

Menlo Park, CA

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Search this name across graphsid dfx:ria:7bfc2029-a0da-801b-ab29-748a592e14c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W•••••	Independent wealth	Jan 2, 2025	n/a	yes	Menlo Park, CA	Current employment
S•• I••••••••• S••••••• I•••	Former SEC adviser	Apr 28, 2017	Jul 29, 2022	no	Menlo Park, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• S••••••• I•••	S•• W•••••	Jul 29, 2022	Jan 2, 2025	888	Bulk transfer	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•• I••••••••• S••••••• I•••	Jan 10, 2005	Apr 28, 2017

Relationships

Registered with (3)

→ S•• W•••••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ S•• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 28, 2017 to Jul 29, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 24, 2004 to Jan 10, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bfc2029-a0da-801b-ab29-748a592e14c1
First observed: May 24, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.