This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 16, 2018

First registration

Apr 17, 2018

Dual registered

yes, broker-dealer

Other names

Christian Duaine

IAPD individual key

6874375

• Occurred

  Jun 29, 2022
  Advisor changed firm

  Christian Alexander Duaine left Umb Financial Services, Inc. for Texas Capital Bank Private Wealth Advisors (registered 2023-11-02)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7c17893d-0fd5-8410-68fa-198350e22ebb

First observed

Apr 17, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.