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Advisor at INTEGRITY ALLIANCE, LLC
URBANDALE, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | URBANDALE, IA | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Aug 11, 2020 | Nov 3, 2025 | no | AUSTIN, TX | Previous registration |
| TLG ADVISORS, INC. | Bd affiliated wealth | Aug 1, 2013 | Aug 11, 2020 | no | DALLAS, TX|SUMMIT, NJ | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 25, 2010 | Dec 31, 2012 | no | STILLWATER, MN|DALLAS, TX|Windsor, CT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Apr 16, 2008 | no | CHARLOTTE, NC|CHARLOTTE, NC|RICHMOND, VA|HOUSTON, TX | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Aug 15, 1997 | Jul 1, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LION STREET ADVISORS, LLC | INTEGRITY ALLIANCE, LLC | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| TLG ADVISORS, INC. | LION STREET ADVISORS, LLC | Aug 11, 2020 | Aug 11, 2020 | 0 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | TLG ADVISORS, INC. | Dec 31, 2012 | Aug 1, 2013 | 213 | Firm change | Other |
| WELLS FARGO ADVISORS | VOYA FINANCIAL ADVISORS, INC. | Apr 16, 2008 | Feb 25, 2010 | 680 | Firm change after gap | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |