RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A•••• P•••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Urbandale, Ia
- L••• S••••• A•••••••• L•• formerAug 11, 2020 to Nov 3, 2025 · Austin, Tx
- T•• A•••••••• I••• BD affiliatedAug 1, 2013 to Aug 11, 2020 · Dallas, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 25, 2010 to Dec 31, 2012 · Stillwater, Mn
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 16, 2008 · Charlotte, Nc
- P••••••••• E••••• G••••• L•• unclassifiedAug 15, 1997 to Jul 1, 2003 · Houston, Tx
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- T•• A•••••••• I••• to L••• S••••• A•••••••• L••left Aug 11, 2020, registered Aug 11, 2020 (0 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• A•••••••• I••• to T•• A•••••••• I•••left Dec 31, 2012, registered Aug 1, 2013 (213 days) · Other
- W•••• F•••• A••••••• to V••• F•••••••• A•••••••• I•••left Apr 16, 2008, registered Feb 25, 2010 (680 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address