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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CENTER FOR WEALTH PLANNING ADVISORS, INC

CRD 173312

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c2613ec-edb1-fed2-0bf6-ac6b4e988f99

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2014 to Mar 30, 2017
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $127MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $122M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 12
Accounts: 947
SEC number: 801-107743
CRD: 173312
Filings on the tape: 16
First filed: Dec 4, 2014
Latest filed: Mar 30, 2017
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OHLRICH, RICHARD, HENRY	CHIEF COMPLIANCE OFFICER	Na	yes	11/2014	Dec 4, 2014	Mar 30, 2017
RUZYCKI, JOSEPH, WILLIAM	President	E	yes	11/2014	Dec 4, 2014	Mar 30, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Muncie	In	United States	n/a	no
Adrian	Mi	United States	n/a	no
Petoskey	Mi	United States	n/a	no
Hicksville	Oh	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$127M	$122M	12	12	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$127M	n/a	n/a	n/a	n/a	12	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	3	Aug 28, 2017	Aug 28, 2017	TROY, MI	Firm absorbed	Other	60.0%

Relationships

Controls (2)

← OHLRICH, RICHARD, HENRYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 4, 2014 to presentfactForm ADV
← RUZYCKI, JOSEPH, WILLIAMOwnerPRESIDENT, ownership code E, individual
Dec 4, 2014 to presentfactForm ADV

Registered with (10)

← JOSEPH WILLIAM RUZYCKIAdvisorregistration: previous registration
Jan 12, 2015 to Sep 22, 2017factForm ADV
← DAVID JAMES SMOLAREKAdvisorregistration: previous registration
Jan 12, 2015 to Sep 11, 2017factForm ADV
← RICHARD HENRY OHLRICHAdvisorregistration: previous registration
Jan 12, 2015 to Sep 11, 2017factForm ADV
← NICHOLAS THOMAS GOODEAdvisorregistration: previous registration
Jan 30, 2015 to Sep 11, 2017factForm ADV
← JONATHAN J MULDERAdvisorregistration: previous registration
Apr 18, 2016 to Aug 28, 2017factForm ADV
← JASON THOMAS COUTCHERAdvisorregistration: previous registration
Dec 3, 2015 to Jun 28, 2017factForm ADV
← Loyd Alan TimmonsAdvisorregistration: previous registration
Jul 27, 2016 to Jun 28, 2017factForm ADV
← BRUCE CRAIG GREENINGAdvisorregistration: previous registration
May 27, 2015 to Jun 27, 2017factForm ADV
← KIRK GREGORY COLLINSAdvisorregistration: previous registration
Dec 7, 2015 to May 26, 2017factForm ADV
← JEFFREY ALAN GASAWAYAdvisorregistration: previous registration
Apr 28, 2016 to Feb 6, 2017factForm ADV

Moved with (1)

→ LPL FINANCIAL LLCRegistered adviser3 advisors, firm absorbed
Aug 28, 2017 to Aug 28, 2017factForm ADV

Dated events

Occurred
Dec 4, 2014
First Form ADV filing
Center For Wealth Planning, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c2613ec-edb1-fed2-0bf6-ac6b4e988f99
First observed: Dec 4, 2014
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CENTER FOR WEALTH PLANNING ADVISORS, INC

CRD 173312

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c2613ec-edb1-fed2-0bf6-ac6b4e988f99

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OHLRICH, RICHARD, HENRY

CHIEF COMPLIANCE OFFICER

yes

11/2014

Dec 4, 2014

Mar 30, 2017

RUZYCKI, JOSEPH, WILLIAM

President

yes

11/2014

Dec 4, 2014

Mar 30, 2017

City

State

Country

Employees

Also broker-dealer

Muncie

United States

n/a

Adrian

United States

n/a

Petoskey

United States

n/a

Hicksville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$127M

$122M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$127M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Aug 28, 2017

TROY, MI

Firm absorbed

Other

60.0%