DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A•••• M••••••••• S••••••••• I•••
Lafayette, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• M••••••••• S••••••••• I••• | Independent wealth | Feb 9, 2017 | n/a | yes | Lafayette, IN | Current employment |
| C••••• F•• W••••• P••••••• A•••••••• I•• | Former SEC adviser | Apr 28, 2016 | Feb 6, 2017 | no | Lafayette, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• F•• W••••• P••••••• A•••••••• I•• | A•••• M••••••••• S••••••••• I••• | Feb 6, 2017 | Feb 9, 2017 | 3 | Firm change | Other |
| G••• L••• A•••••••• L•• | C••••• F•• W••••• P••••••• A•••••••• I•• | Apr 28, 2016 | Apr 28, 2016 |
| G••• L••• A•••••••• L•• | Independent wealth | Dec 10, 2015 | Apr 28, 2016 | no | Lafayette, IN|CELEBRATION, FL | Previous registration |
| E••••• J•••• | National bd RIA | Oct 16, 2012 | Dec 14, 2015 | no | ST LOUIS, MO|LAFAYETTE, IN|ANDERSON, IN | Previous registration |
| 0 |
| Firm change |
| Other |
| E••••• J•••• | G••• L••• A•••••••• L•• | Dec 14, 2015 | Dec 10, 2015 | -4 | Firm change | Other |