DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Center For Wealth Planning Advisors, Inc

Former SEC-registered adviserTroy, MichiganCRD 173312SEC 801-107743IAPD
Latest filing Mar 30, 2017
First filing on the tape Dec 4, 2014 · 16 filings
RAUM
$127M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$127M as of Mar 30, 2017
Dec 4, 2014$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)12 as of Mar 30, 2017
Dec 4, 20144 then
Employees (5.A)12 as of Mar 30, 2017
Dec 4, 20144 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2017; every figure names its basis
RAUM per advisor
$10.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$134,510derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.7derived7 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
947reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Henry Richard Ohlrich · Chief Compliance Officercontrol
      since 11/2014 · owns less than 5%
    • William Joseph Ruzycki · Presidentcontrol
      since 11/2014 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Petoskey, MI
    • ,
    • Adrian, MI
    • Hicksville, OH
    • Muncie, IN
    What changed
    consecutive filings, newest first
    • Accounts · 716 to 947
      Mar 15, 2017 to Mar 30, 2017
    • Advisory employees · 13 to 12
      Mar 15, 2017 to Mar 30, 2017
    • BD registered reps · 13 to 12
      Mar 15, 2017 to Mar 30, 2017
    • Employees · 13 to 12
      Mar 15, 2017 to Mar 30, 2017
    • State-registered IARs · 13 to 12
      Mar 15, 2017 to Mar 30, 2017
    • Discretionary RAUM · $104M to $122M
      Mar 15, 2017 to Mar 30, 2017
    • Non-discretionary RAUM · $5.0M to $5.1M
      Mar 15, 2017 to Mar 30, 2017
    • RAUM · $109M to $127M
      Mar 15, 2017 to Mar 30, 2017
    • Accounts · 746 to 716
      Jun 10, 2016 to Jul 15, 2016
    • Discretionary RAUM · $99.6M to $104M
      Jun 10, 2016 to Jul 15, 2016
    • Non-discretionary RAUM · $5.1M to $5.0M
      Jun 10, 2016 to Jul 15, 2016
    • RAUM · $105M to $109M
      Jun 10, 2016 to Jul 15, 2016
    • Accounts · 709 to 746
      Apr 27, 2016 to May 12, 2016
    • Advisory employees · 9 to 13
      Apr 27, 2016 to May 12, 2016
    • BD registered reps · 9 to 13
      Apr 27, 2016 to May 12, 2016
    • Employees · 9 to 13
      Apr 27, 2016 to May 12, 2016
    • State-registered IARs · 9 to 13
      Apr 27, 2016 to May 12, 2016
    • Discretionary RAUM · $96.2M to $99.6M
      Apr 27, 2016 to May 12, 2016
    • RAUM · $101M to $105M
      Apr 27, 2016 to May 12, 2016
    • Accounts · 215 to 709
      Apr 29, 2015 to Apr 20, 2016
    • Advisory employees · 5 to 9
      Apr 29, 2015 to Apr 20, 2016
    • BD registered reps · 5 to 9
      Apr 29, 2015 to Apr 20, 2016
    • Employees · 5 to 9
      Apr 29, 2015 to Apr 20, 2016
    • State-registered IARs · 5 to 9
      Apr 29, 2015 to Apr 20, 2016
    • Discretionary RAUM · $39.3M to $96.2M
      Apr 29, 2015 to Apr 20, 2016
    • Non-discretionary RAUM · $0 to $5.1M
      Apr 29, 2015 to Apr 20, 2016
    • RAUM · $39.3M to $101M
      Apr 29, 2015 to Apr 20, 2016
    • Accounts · 0 to 215
      Mar 12, 2015 to Apr 29, 2015
    • Advisory employees · 4 to 5
      Mar 12, 2015 to Apr 29, 2015
    • Advisory activities · 5 to 3
      Mar 12, 2015 to Apr 29, 2015
    • BD registered reps · 4 to 5
      Mar 12, 2015 to Apr 29, 2015
    • Employees · 4 to 5
      Mar 12, 2015 to Apr 29, 2015
    • Financial planning clients · 0 to 1-10
      Mar 12, 2015 to Apr 29, 2015
    • State-registered IARs · 4 to 5
      Mar 12, 2015 to Apr 29, 2015
    • Discretionary RAUM · $0 to $39.3M
      Mar 12, 2015 to Apr 29, 2015
    • RAUM · $0 to $39.3M
      Mar 12, 2015 to Apr 29, 2015
    • Business name · CENTER FOR WEALTH PLANNING, INC. to CENTER FOR WEALTH PLANNING ADVISORS, INC
      Dec 4, 2014 to Jan 8, 2015
    • Legal name · CENTER FOR WEALTH PLANNING, INC. to CENTER FOR WEALTH PLANNING ADVISORS, INC
      Dec 4, 2014 to Jan 8, 2015
    Signals
    1 dated events
    • Center For Wealth Planning, Inc. filed its initial SEC registration (Form ADV)
      Dec 4, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026