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Advisor at MPWM ADVISORY SOLUTIONS LLC
ALPHARETTA, GA | Oak Ridge, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MPWM ADVISORY SOLUTIONS LLC | Independent wealth | Jan 12, 2021 | n/a | yes | Oak Ridge, TN|ALPHARETTA, GA | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jun 16, 2014 | Jan 11, 2021 | no | OAK RIDGE, TN|MORRISTOWN, NJ | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | May 16, 2012 | Jun 16, 2014 | no | ALCOA, TN|KNOXVILLE, TN|MORRISTOWN, TN|KNOXVILLE, TN|KNOXVILLE, TN|KINGSTON, TN|LOUDON, TN|SEVIERVILLE, TN|OAK RIDGE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|APPLETON, WI|OAK RIDGE, TN|CLINTON, TN|FARRAGUT, TN|KNOXVILLE, TN|LENOIR CITY, TN | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Oct 4, 2005 | May 17, 2012 | no | KNOXVILLE, TN|OAK RIDGE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | MPWM ADVISORY SOLUTIONS LLC | Jan 11, 2021 | Jan 12, 2021 | 1 | Firm change | Ibd to RIA |
| INVEST FINANCIAL CORPORATION | PRIVATE ADVISOR GROUP, LLC | Jun 16, 2014 | Jun 16, 2014 | 0 | Firm change | Other |
| CUNA BROKERAGE SERVICES, INC. | INVEST FINANCIAL CORPORATION | May 17, 2012 | May 16, 2012 | -1 | Firm change | Other |