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Advisor at GREAT VALLEY ADVISOR GROUP, LLC
BERWYN, PA | Berryville, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREAT VALLEY ADVISOR GROUP, LLC | Independent wealth | Mar 20, 2023 | n/a | yes | Berryville, VA|BERWYN, PA | Current employment |
| BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC | Independent wealth | Apr 13, 2020 | Mar 21, 2023 | no | RESTON, VA | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Jul 12, 2018 | Apr 13, 2020 | no | Reston, VA|PONTE VEDRA BEACH, FL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 3, 2013 | May 16, 2018 | no | VIENNA, VA|North Bethesda, MD | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 24, 2010 | Sep 27, 2012 | no | FREEHOLD, NJ|SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC | GREAT VALLEY ADVISOR GROUP, LLC | Mar 21, 2023 | Mar 20, 2023 | -1 | Firm change | RIA to RIA |
| KALOS MANAGEMENT | BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC | Apr 13, 2020 | Apr 13, 2020 | 0 | Firm change | Ibd to RIA |
| PRUCO SECURITIES, LLC | KALOS MANAGEMENT | May 16, 2018 | Jul 12, 2018 | 57 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | PRUCO SECURITIES, LLC | Sep 27, 2012 | Apr 3, 2013 | 188 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 300619:123913:VA:2023-03-21 | Mar 21, 2023 | Mar 20, 2023 | RESTON, VA | Firm change |
| 133025:300619:FL:2020-03-31 | Apr 13, 2020 | Apr 13, 2020 | PONTE VEDRA BEACH, FL | Firm change |