DFX Intelligence

C•••••• M••••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••••• M••••••• J•••••••

Advisor at P••••••• P•••••• W•••••• L••

Irvine, CA | P•••••••, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Apr 28, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• P•••••• W•••••• L••	Independent wealth	Jun 27, 2025	n/a	yes	Irvine, CA\|P•••••••, CA	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Apr 11, 2025	Jul 9, 2025	no	ANAHEIM, CA\|SANTA ANA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	P••••••• P•••••• W•••••• L••	Jul 9, 2025	Jun 27, 2025	-12	Firm change	Ibd to RIA
S•••••••• A•••••••• L••	C•••••••• F••••••••• I•••	Apr 4, 2025	Apr 11, 2025

Relationships

Registered with (7)

→ P••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Jun 27, 2025 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 11, 2025 to Jul 9, 2025factForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2023 to Apr 4, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
9 Jul 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
4 Apr 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
7 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 28, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.