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E•••• E•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

E•••• E•••••• M•••

Advisor at C•••••• S••••• • C••• I•••

Orlando, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c46cde3-7a22-fa0b-dc50-f06b42c3f29d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Aug 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Oct 23, 2025	n/a	yes	Orlando, FL	Current employment
S•••••• I••••••••• M••••••••• L••	Independent wealth	Sep 4, 2024	Sep 4, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Sep 4, 2025	Oct 23, 2025	49	Firm change	RIA to ibd
M•••• F•••••••• A•••••••	S•••••• I••••••••• M••••••••• L••	Aug 30, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
142457:305961:GA:2024-08-30	Aug 30, 2024	Sep 4, 2024	ALPHARETTA, GA	Firm change

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 10, 2023 to Apr 15, 2024factForm ADV
→ S•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 4, 2024 to Sep 4, 2025factForm ADV
→ M•••• F•••••••• A•••••••Registered adviserregistration: previous registration
May 6, 2024 to Aug 30, 2024factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Sep 4, 2025
Advisor changed firm
E•••• E•••••• M••• left S•••••• I••••••••• M••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-10-23)
Form ADVobserved 7 days ago
Occurred
Aug 30, 2024
Advisor changed firm
E•••• E•••••• M••• left M•••• F•••••••• A••••••• for S•••••• I••••••••• M••••••••• L•• (registered 2024-09-04)
Form ADVobserved 7 days ago
Occurred
Apr 15, 2024
Advisor changed firm
E•••• E•••••• M••• left C•••••• S••••• • C••• I••• for M•••• F•••••••• A••••••• (registered 2024-05-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c46cde3-7a22-fa0b-dc50-f06b42c3f29d
First observed: Aug 21, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.