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L•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

L•••••• R•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:7c4b62a8-8c9c-d7aa-7238-a6182a58db34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 30, 2024	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
C•••••• A•••••••	Bd affiliated wealth	Jan 4, 2019	Sep 30, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 30, 2021	Aug 30, 2024	1,065	Firm change after gap	Ibd to wirehouse
S••••••• F•••••••• S•••••••• I•••	C•••••• A•••••••	Sep 10, 2018

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Aug 30, 2024 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jan 4, 2019 to Sep 30, 2021factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2018 to Sep 10, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c4b62a8-8c9c-d7aa-7238-a6182a58db34
First observed: Mar 21, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.