DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

ALAN ANTHONY ANDERSON

Advisor at CARLYLE WEALTH PLANNING

ATLANTA, GA | ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c6cc37f-d4bd-c463-4fd4-1095c4d163a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARLYLE WEALTH PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 27, 2008
First registration: Mar 7, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5436043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Jul 15, 2016	n/a	yes	ALPHARETTA, GA\|ATLANTA, GA\|ATLANTA, GA	Current employment
CARLYLE WEALTH PLANNING	State registered	Oct 21, 2011	n/a	yes	ATLANTA, GA	Current employment
VSR ADVISORY SERVICES	Former SEC adviser	Oct 25, 2011	Jul 20, 2016	no	OVERLAND PARK, KS\|ATLANTA, GA	Previous registration
SANDERS MORRIS LLC	Independent wealth	Mar 7, 2008	Oct 25, 2011	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VSR ADVISORY SERVICES	THE STRATEGIC FINANCIAL ALLIANCE	Jul 20, 2016	Jul 15, 2016	-5	Firm change	Other
SANDERS MORRIS LLC	CARLYLE WEALTH PLANNING	Oct 25, 2011	Oct 21, 2011	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14503:126514:GA:2016-07-19	Jul 20, 2016	Jul 15, 2016	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: current employment
Jul 15, 2016 to presentfactForm ADV
→ CARLYLE WEALTH PLANNINGRegistered adviserregistration: current employment
Oct 21, 2011 to presentfactForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2011 to Jul 20, 2016factForm ADV
→ SANDERS MORRIS LLCRegistered adviserregistration: previous registration
Mar 7, 2008 to Oct 25, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c6cc37f-d4bd-c463-4fd4-1095c4d163a0
First observed: Mar 7, 2008
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALAN ANTHONY ANDERSON

Advisor at CARLYLE WEALTH PLANNING

ATLANTA, GA | ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c6cc37f-d4bd-c463-4fd4-1095c4d163a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

THE STRATEGIC FINANCIAL ALLIANCE

Bd affiliated wealth

Jul 15, 2016

n/a

yes

ALPHARETTA, GA|ATLANTA, GA|ATLANTA, GA

Current employment

CARLYLE WEALTH PLANNING

State registered

Oct 21, 2011

n/a

yes

ATLANTA, GA

Current employment

VSR ADVISORY SERVICES

Former SEC adviser

Oct 25, 2011

Jul 20, 2016

OVERLAND PARK, KS|ATLANTA, GA

Previous registration

SANDERS MORRIS LLC

Independent wealth

Mar 7, 2008

Oct 25, 2011

ATLANTA, GA|ATLANTA, GA|ATLANTA, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

VSR ADVISORY SERVICES

THE STRATEGIC FINANCIAL ALLIANCE

Jul 20, 2016

Jul 15, 2016

-5

Firm change

Other

SANDERS MORRIS LLC

CARLYLE WEALTH PLANNING

Oct 25, 2011

Oct 21, 2011

-4

Firm change

Other

Team

Left

Joined

From

Kind

14503:126514:GA:2016-07-19

Jul 20, 2016

Jul 15, 2016

ATLANTA, GA

Firm change