RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• A•••••• A•••••••
- T•• S•••••••• F•••••••• A••••••• BD affiliated currentsince Jul 15, 2016 · Alpharetta, Ga
- C•••••• W••••• P••••••• state registered currentsince Oct 21, 2011 · Atlanta, Ga
- V•• A••••••• S••••••• formerOct 25, 2011 to Jul 20, 2016 · Overland Park, Ks
- S•••••• M••••• L•• independent RIAMar 7, 2008 to Oct 25, 2011 · Atlanta, Ga
- V•• A••••••• S••••••• to T•• S•••••••• F•••••••• A•••••••left Jul 20, 2016, registered Jul 15, 2016 (-5 days) · Other · moved with a team
- S•••••• M••••• L•• to C•••••• W••••• P•••••••left Oct 25, 2011, registered Oct 21, 2011 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address