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B•••• A•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••• A•••• T••••••

Advisor at B••••• C•••••• M••••••••• I•••

DAYTON, OH | Logan, UT

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Search this name across graphsid dfx:ria:7c921fdc-dd39-9d0e-4ec4-0d3bdaa3cf45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 15, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• C•••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• C•••••• M••••••••• I•••	Mixed wealth	Nov 10, 2022	n/a	yes	DAYTON, OH\|Logan, UT	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Feb 11, 2022	Oct 24, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	Oct 24, 2022	Feb 11, 2022	-255	Firm change after gap	Ibd to ibd
B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	B••••• C•••••• M••••••••• I•••	Oct 24, 2022

Relationships

Registered with (5)

→ B••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2022 to Oct 24, 2022factForm ADV
→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2022 to Oct 24, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Oct 24, 2022
Advisor changed firm
B•••• A•••• T•••••• left B•• P•••••••• I••• for B••••• C•••••• M••••••••• I••• (registered 2022-11-10)
Form ADVobserved 7 days ago
Occurred
Oct 24, 2022
Advisor changed firm
B•••• A•••• T•••••• left B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• for B•• P•••••••• I••• (registered 2022-02-11)
Form ADVobserved 7 days ago
Occurred
Apr 20, 2022
Advisor changed firm
B•••• A•••• T•••••• left L•• F•••••••• L•• for B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• (registered 2022-02-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c921fdc-dd39-9d0e-4ec4-0d3bdaa3cf45
First observed: Oct 15, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.