DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Allan Thomson
Feed of 09/15/2026
Also filed as Brian A Thomson
At current firm
3 y
since Nov 10, 2022
In the industry
30 y
since Jul 30, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Capital Management, Inc. mixed wealth currentsince Nov 10, 2022 · Dayton, Oh
- Bfc Planning, Inc. BD affiliatedFeb 11, 2022 to Oct 24, 2022 · Logan, Ut
- Berthel Fisher & Company Financial Services, Inc. BD affiliatedFeb 11, 2022 to Oct 24, 2022 · Cedar Rapids, Ia
- LPL Financial LLC BD affiliatedAug 25, 2021 to Apr 20, 2022 · San Diego, Ca
- LPL Financial LLC BD affiliatedMar 9, 2021 to Jul 15, 2021 · Fort Mill, Sc
- Cetera Advisors LLC formerOct 15, 2019 to Apr 22, 2020 · El Segundo, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bfc Planning, Inc. to Berthel Fisher & Company Financial Services, Inc.left Oct 24, 2022, registered Feb 11, 2022 (-255 days) · Affiliated broker-dealer or bank to another
- Berthel Fisher & Company Financial Services, Inc. to Beacon Capital Management, Inc.left Oct 24, 2022, registered Nov 10, 2022 (17 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Bfc Planning, Inc.left Apr 20, 2022, registered Feb 11, 2022 (-68 days) · RIA to affiliated broker-dealer or bank
- Cetera Advisors LLC to LPL Financial LLCleft Apr 22, 2020, registered Mar 9, 2021 (321 days) · Affiliated broker-dealer or bank to another
Signals
- Brian Allan Thomson left Bfc Planning, Inc. for Beacon Capital Management, Inc. (registered 2022-11-10)Oct 24, 2022 · Advisor changed firm · fact
- Brian Allan Thomson left Berthel Fisher & Company Financial Services, Inc. for Bfc Planning, Inc. (registered 2022-02-11)Oct 24, 2022 · Advisor changed firm · fact
- Brian Allan Thomson left Lpl Financial Llc for Berthel Fisher & Company Financial Services, Inc. (registered 2022-02-11)Apr 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address