This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 11, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Feb 11, 1997

First registration

May 24, 2005

Dual registered

yes, broker-dealer

Other names

STEVE SANTOS FERNANDES|Steve S Fernandes|Steve Fernandes

IAPD individual key

2768818

• Occurred

  Sep 20, 2022
  Advisor changed firm

  Steve S Fernandes left Citizens Securities, Inc. for Columbia Management Investment Advisers, Llc (registered 2022-09-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7ca70100-bb36-fe0b-0305-9a69a6882b51

First observed

May 24, 2005

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.