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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

ROGER EDWARD GODIN

Advisor at PRASAD WEALTH PARTNERS

INDEPENDENCE, OH

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Search this name across graphsid dfx:ria:7cb1d5b5-2280-7a05-9740-4df299c45daa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRASAD WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 13, 2015
First registration: Feb 13, 2015
Dual registered: yes, broker-dealer
Other names: Roger E Godin
IAPD individual key: 5140556

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRASAD WEALTH PARTNERS	Independent wealth	Sep 5, 2024	n/a	yes	INDEPENDENCE, OH	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jan 4, 2021	Sep 30, 2024	no	Independence, OH\|KENTWOOD, MI	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jan 8, 2018	Dec 2, 2020	no	CLEVELAND, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 5, 2017	Jan 2, 2018	no	ROCKY RIVER, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 13, 2015	Oct 2, 2017	no	WESTLAKE, OH\|WESTLAKE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	PRASAD WEALTH PARTNERS	Sep 30, 2024	Sep 5, 2024	-25	Firm change	Ibd to new firm
ROBERT W. BAIRD & CO. INCORPORATED	REGAL INVESTMENT ADVISORS LLC	Dec 2, 2020	Jan 4, 2021	33	Firm change	RIA to ibd
PNC WEALTH MANAGEMENT	ROBERT W. BAIRD & CO. INCORPORATED	Jan 2, 2018	Jan 8, 2018	6	Firm change	Other
WELLS FARGO ADVISORS	PNC WEALTH MANAGEMENT	Oct 2, 2017	Dec 5, 2017	64	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125004:332507:MI:2024-09-30	Sep 30, 2024	Sep 5, 2024	KENTWOOD, MI	Firm change

Relationships

Registered with (5)

→ PRASAD WEALTH PARTNERSRegistered adviserregistration: current employment
Sep 5, 2024 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jan 4, 2021 to Sep 30, 2024factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Jan 8, 2018 to Dec 2, 2020factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 5, 2017 to Jan 2, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 13, 2015 to Oct 2, 2017factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
Roger Edward Godin left Regal Investment Advisors Llc for Prasad Wealth Partners (registered 2024-09-05)
Form ADVobserved 5 days ago