DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roger Edward Godin
Feed of 09/14/2026
Also filed as Roger E Godin
At current firm
2 y
since Sep 5, 2024
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prasad Wealth Partners independent RIA currentsince Sep 5, 2024 · Independence, Oh
- Regal Investment Advisors LLC BD affiliatedJan 4, 2021 to Sep 30, 2024 · Independence, Oh
- Robert W. Baird & Co. Incorporated mixed wealthJan 8, 2018 to Dec 2, 2020 · Cleveland, Oh
- Pnc Wealth Management BD affiliatedDec 5, 2017 to Jan 2, 2018 · Rocky River, Oh
- Wells Fargo Advisors wirehouseFeb 13, 2015 to Oct 2, 2017 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Prasad Wealth Partnersleft Sep 30, 2024, registered Sep 5, 2024 (-25 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Robert W. Baird & Co. Incorporated to Regal Investment Advisors LLCleft Dec 2, 2020, registered Jan 4, 2021 (33 days) · RIA to affiliated broker-dealer or bank
- Pnc Wealth Management to Robert W. Baird & Co. Incorporatedleft Jan 2, 2018, registered Jan 8, 2018 (6 days) · Other
- Wells Fargo Advisors to Pnc Wealth Managementleft Oct 2, 2017, registered Dec 5, 2017 (64 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Roger Edward Godin left Regal Investment Advisors Llc for Prasad Wealth Partners (registered 2024-09-05)Sep 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address