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Advisor at DIMENSIONAL FUND ADVISORS LP
AUSTIN, TX | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | Asset manager | Nov 19, 2012 | n/a | yes | AUSTIN, TX|CHARLOTTE, NC | Current employment |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Sep 1, 2011 | Nov 5, 2012 | no | CHICAGO, IL | Previous registration |
| NUVEEN FUND ADVISORS, LLC | Asset manager | Jan 4, 2011 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 16, 2007 | May 12, 2010 | no | CHICAGO, IL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Nov 19, 2007 | no | BARRINGTON, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 11, 2006 | Apr 2, 2007 | no | BARRINGTON, IL|RIVERWOODS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | DIMENSIONAL FUND ADVISORS LP | Nov 5, 2012 | Nov 19, 2012 | 14 | Firm change | Other |
| NUVEEN FUND ADVISORS, LLC | NUVEEN ASSET MANAGEMENT, LLC | Sep 1, 2011 | Sep 1, 2011 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | NUVEEN FUND ADVISORS, LLC | May 12, 2010 | Jan 4, 2011 | 237 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Nov 19, 2007 | Nov 16, 2007 | -3 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |