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Advisor at AURORA PRIVATE WEALTH, INC.
Chepachet, RI | TOTOWA, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AURORA PRIVATE WEALTH, INC. | Independent wealth | Sep 20, 2021 | n/a | yes | TOTOWA, NJ|Chepachet, RI | Current employment |
| EDWARD JONES | National bd RIA | Oct 25, 2019 | Feb 5, 2021 | no | GREENVILLE, RI | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Apr 20, 2018 | Oct 25, 2019 | no | Providence, RI|Wickford, RI|Wickford, RI|CUMBERLAND, RI|PAWTUCKET, RI|Providence, RI|PAWTUCKET, RI | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Mar 11, 2017 | Mar 8, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | AURORA PRIVATE WEALTH, INC. | Feb 5, 2021 | Sep 20, 2021 | 227 | Firm change | Ibd to RIA |
| SANTANDER SECURITIES | EDWARD JONES | Oct 25, 2019 | Oct 25, 2019 | 0 | Firm change | Ibd to ibd |
| SCOTTRADE INVESTMENT MANAGEMENT | SANTANDER SECURITIES | Mar 8, 2018 | Apr 20, 2018 | 43 | Firm change | Ibd to ibd |