DFX Intelligence

R••••• C•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

R••••• C•••• H•••••••

Advisor at Y••••••• C•••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:7d01123b-94fd-097a-720e-4d0ec580c64c

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2005 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Sep 15, 2026	n/a	yes	BOSTON, MA\|OXNARD, CA	Current employment
Y••••••• C•••••• M•••••••••	Independent wealth	Nov 13, 2019	n/a	yes	NEWPORT BEACH, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	Y••••••• C•••••• M•••••••••	Apr 24, 2019	Nov 13, 2019	203	Firm change	Wirehouse to RIA
C•••••• S••••• • C••• I•••	M••••• S••••••	Apr 25, 2016	Jun 24, 2016

Relationships

Registered with (3)

→ Y••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Aug 9, 2005 to May 24, 2010factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 24, 2016 to Apr 24, 2019factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 1, 2010 to Apr 25, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d01123b-94fd-097a-720e-4d0ec580c64c
First observed: Aug 9, 2005
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.