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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

YOSEMITE CAPITAL MANAGEMENT

YOSEMITE CAPITAL MANAGEMENT, LLC, CRD 124298

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3cdcf6a-3b7c-89ef-a94f-b7505d6f4d4b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Apr 2, 2012 to Mar 31, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $369MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $354M
Private client RAUM: $339MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $52.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 814
Individual clients: 182
High net worth clients: 84
Custody, client assets: $168M
SEC number: 801-62374
CRD: 124298
Filings on the tape: 27
First filed: Apr 2, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID MICHAEL JONES	Certified Financial Planner	NEWPORT BEACH, CA	14	21	2	no
RONALD CRAIG HUDSPETH	n/a	BOSTON, MA \| NEWPORT BEACH, CA \| OXNARD, CA	6	32	3	no
Benjamin Robert Beckstead	n/a	BOSTON, MA \| NEWPORT BEACH, CA	1	16	n/a	no
LAWRENCE EUGENE RUTHERFORD	Certified Financial Planner	BOSTON, MA \| IRVINE, CA \| NEWPORT BEACH, CA	0	19	1	no
David Russell Leckey	Personal Financial Specialist	NEWPORT BEACH, CA	0	13	n/a	no
PAUL HENRY HECKLER	n/a	BOSTON, MA \| CAPISTRANO BEACH, CA \| Newport Beach, CA \| Wolfeboro, NH	0	35	1	no
Amy Nuttall Zwaan	n/a	BOSTON, MA \| FRESNO, CA \| NEWPORT BEACH, CA	0	21	9	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HECKLER, PAUL, HENRY	MANAGING DIRECTOR (SINCE 2001), CHIEF COMPLIANCE OFFICER (SINCE 2006)	E	yes	05/2001	Apr 2, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
APHD I, LLC ("APHD")	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$369M	$354M	8	5	1	n/a	n/a
2024	Mar 31, 2025	$340M	$327M	8	5	1	n/a	n/a
2023	Mar 29, 2024	$310M	$301M	8	5	1	n/a	n/a
2022	Mar 29, 2023	$352M	$346M	9	5	0	n/a	n/a
2021	Mar 30, 2022	$377M	$366M	6	5	0	n/a	n/a
2020	Mar 29, 2021	$348M	$339M	8	5	0	n/a	n/a
2019	Mar 26, 2020	$330M	$306M	8	5	0	n/a	n/a
2018	Mar 13, 2019	$271M	$252M	7	7	0	n/a	n/a
2017	Mar 28, 2018	$281M	$261M	7	7	0	n/a	n/a
2016	Mar 27, 2017	$245M	$227M	9	9	n/a	n/a	n/a
2015	Mar 30, 2016	$223M	$208M	6	5	n/a	n/a	n/a
2014	Mar 6, 2015	$211M	$210M	6	5	n/a	n/a	n/a
2013	Mar 14, 2014	$236M	$223M	8	5	n/a	n/a	n/a
2012	Mar 25, 2013	$208M	$196M	7	5	n/a	n/a	n/a
2011	Apr 2, 2012	$190M	$178M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$369M	$340M	8.5%	$352M	1.6%	8	8	1	1

Relationships

Registered with (10)

← Amy Nuttall ZwaanAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← PAUL HENRY HECKLERAdvisorregistration: previous registration
May 1, 2001 to Dec 31, 2025factForm ADV
← David Russell LeckeyAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← LAWRENCE EUGENE RUTHERFORDAdvisorregistration: current employment
Sep 29, 2025 to presentfactForm ADV
← Benjamin Robert BecksteadAdvisorregistration: current employment
Nov 14, 2024 to presentfactForm ADV
← RONALD CRAIG HUDSPETHAdvisorregistration: previous registration
Aug 9, 2005 to May 24, 2010factForm ADV
← DAVID MICHAEL JONESAdvisorregistration: current employment
Jun 20, 2012 to presentfactForm ADV
← DEBRA BETH CURRYAdvisorregistration: previous registration
Dec 14, 2007 to Jun 28, 2023factForm ADV
← JOSEPH JING-TING LUAdvisorregistration: previous registration
Feb 8, 2019 to Mar 1, 2019factForm ADV
← Erin Therese MaryAdvisorregistration: previous registration
Aug 9, 2005 to Nov 8, 2007factForm ADV

Controls (1)

← HECKLER, PAUL, HENRYOwnerMANAGING DIRECTOR (SINCE 2001), CHIEF COMPLIANCE OFFICER (SINCE 2006), ownership code E, individual
Apr 2, 2012 to Mar 29, 2024factForm ADV

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
Debra Beth Curry left Yosemite Capital Management for Bridge Advisory Llc (registered 2023-06-27)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person left
Claude Jeffery Hipshman (Managing Member) no longer on Schedule A of Yosemite Capital Management (listed 2021-12-03, absent 2022-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person left
Craig Steven Williams (Managing Member) no longer on Schedule A of Yosemite Capital Management (listed 2021-12-03, absent 2022-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person left
Eugene Curtis Campbell (Member) no longer on Schedule A of Yosemite Capital Management (listed 2021-12-03, absent 2022-03-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3cdcf6a-3b7c-89ef-a94f-b7505d6f4d4b
First observed: Apr 2, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YOSEMITE CAPITAL MANAGEMENT

YOSEMITE CAPITAL MANAGEMENT, LLC, CRD 124298

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3cdcf6a-3b7c-89ef-a94f-b7505d6f4d4b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID MICHAEL JONES

Certified Financial Planner

NEWPORT BEACH, CA

RONALD CRAIG HUDSPETH

n/a

BOSTON, MA | NEWPORT BEACH, CA | OXNARD, CA

Benjamin Robert Beckstead

n/a

BOSTON, MA | NEWPORT BEACH, CA

n/a

LAWRENCE EUGENE RUTHERFORD

Certified Financial Planner

BOSTON, MA | IRVINE, CA | NEWPORT BEACH, CA

David Russell Leckey

Personal Financial Specialist

NEWPORT BEACH, CA

n/a

PAUL HENRY HECKLER

n/a

BOSTON, MA | CAPISTRANO BEACH, CA | Newport Beach, CA | Wolfeboro, NH

Amy Nuttall Zwaan

n/a

BOSTON, MA | FRESNO, CA | NEWPORT BEACH, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HECKLER, PAUL, HENRY

MANAGING DIRECTOR (SINCE 2001), CHIEF COMPLIANCE OFFICER (SINCE 2006)

yes

05/2001

Apr 2, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

APHD I, LLC ("APHD")

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$369M

$354M

n/a

2024

Mar 31, 2025

$340M

$327M

n/a

2023

Mar 29, 2024

$310M

$301M

n/a

2022

Mar 29, 2023

$352M

$346M

n/a

2021

Mar 30, 2022

$377M

$366M

n/a

2020

Mar 29, 2021

$348M

$339M

n/a

2019

Mar 26, 2020

$330M

$306M

n/a

2018

Mar 13, 2019

$271M

$252M

n/a

2017

Mar 28, 2018

$281M

$261M

n/a

2016

Mar 27, 2017

$245M

$227M

n/a

2015

Mar 30, 2016

$223M

$208M

n/a

2014

Mar 6, 2015

$211M

$210M

n/a

2013

Mar 14, 2014

$236M

$223M

n/a

2012

Mar 25, 2013

$208M

$196M

n/a

2011

Apr 2, 2012

$190M

$178M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$369M

$340M

8.5%

$352M

1.6%