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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

Patrick Brian Murray

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Addison, IL | Berkeley, IL | Naperville, IL | Downers Grove, IL | Darien, IL

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Search this name across graphsid dfx:ria:7d02dd07-0063-64cf-d44e-2036ac6e6013

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 7, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Aug 9, 1985
First registration: May 7, 2008
Dual registered: yes, broker-dealer
Other names: Patrick Murray
IAPD individual key: 1347808

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 14, 2018	n/a	yes	Berkeley, IL\|Darien, IL\|Naperville, IL\|Addison, IL\|Downers Grove, IL	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Jul 21, 2017	Sep 24, 2018	no	SAN ANTONIO, TX\|Downers Grove, IL\|Downers Grove, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 18, 2013	Oct 22, 2014	no	CHICAGO, IL\|CHICAGO, IL\|ELMWOOD PARK, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|BENSENVILLE, IL\|MOUNT PROSPECT, IL\|BOLINGBROOK, IL\|HINSDALE, IL\|NAPERVILLE, IL\|AURORA, IL\|MOUNT PROSPECT, IL\|ELK GROVE VILLAGE, IL\|WILLOW SPRINGS, IL\|BLOOMINGDALE, IL\|GURNEE, IL\|GRAYSLAKE, IL\|ALGONQUIN, IL\|DES PLAINES, IL\|ZION, IL\|UNION, IL\|MCHENRY, IL\|NORRIDGE, IL\|NORTH BARRINGTON, IL\|GLENVIEW, IL\|CHICAGO, IL\|ELMHURST, IL\|CICERO, IL\|OAK LAWN, IL\|OAK LAWN, IL\|ARLINGTON HEIGHTS, IL\|CHICAGO, IL\|WESTCHESTER, IL\|WESTERN SPRINGS, IL\|VILLA PARK, IL\|FRANKFORT, IL\|NILES, IL\|ORLAND PARK, IL\|NORTHBROOK, IL\|PALOS HEIGHTS, IL\|BUFFALO GROVE, IL\|GLENVIEW, IL\|MELROSE PARK, IL\|NORTH BARRINGTON, IL\|NORRIDGE, IL\|HINSDALE, IL\|MOUNT PROSPECT, IL\|HILLSIDE, IL\|OAK LAWN, IL\|MELROSE PARK, IL\|GLENVIEW, IL\|AKRON, OH	Previous registration
FIRSTMERIT ADVISORS, INC.	n/a	May 16, 2012	Sep 18, 2013	no	GLENVIEW, IL\|MELROSE PARK, IL\|OAK LAWN, IL\|HILLSIDE, IL\|MOUNT PROSPECT, IL\|HINSDALE, IL\|NORRIDGE, IL\|NORTH BARRINGTON, IL\|AKRON, OH	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 7, 2008	Mar 22, 2011	no	PRINCETON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2018	Jun 14, 2018	-102	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	INVESTMENT PROFESSIONALS, INC.	Oct 22, 2014	Jul 21, 2017	1,003	Firm change after gap	Other
FIRSTMERIT ADVISORS, INC.	LPL FINANCIAL LLC	Sep 18, 2013	Sep 18, 2013	0	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	FIRSTMERIT ADVISORS, INC.	Mar 22, 2011	May 16, 2012	421	Firm change after gap	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 14, 2018 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Jul 21, 2017 to Sep 24, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 18, 2013 to Oct 22, 2014factForm ADV
→ FIRSTMERIT ADVISORS, INC.Registered adviserregistration: previous registration
May 16, 2012 to Sep 18, 2013factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 7, 2008 to Mar 22, 2011factForm ADV

Dated events

No dated event names this entity yet.