DFX Intelligence

T•••••• L••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

T•••••• L••• K••••

Advisor at W••••••••• A••••••• P••••••• L••

HUNTINGTON BEACH, CA | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:7d02fa0d-47a1-5122-a442-7251474ba9a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Apr 17, 2023	n/a	yes	HUNTINGTON BEACH, CA\|WEST CHESTER, PA	Current employment
A••• A•••••••• L••	Independent wealth	Dec 4, 2020	Apr 18, 2023	no	BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• A•••••••• L••	W••••••••• A••••••• P••••••• L••	Apr 18, 2023	Apr 17, 2023	-1	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••• A•••••••• L••	Dec 8, 2020	Dec 4, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:307450:CA:2020-11-23	Dec 8, 2020	Dec 4, 2020	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Apr 17, 2023 to presentfactForm ADV
→ A••• A•••••••• L••Registered adviserregistration: previous registration
Dec 4, 2020 to Apr 18, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 2, 2012 to Dec 8, 2020factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Apr 18, 2023
Advisor changed firm
T•••••• L••• K•••• left A••• A•••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2023-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d02fa0d-47a1-5122-a442-7251474ba9a1
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.