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Advisor at SANTANDER SECURITIES
Scotch Plains, NJ | Palisades Park, NJ | Jersey City, NJ | Secaucus, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | Bd affiliated wealth | Aug 23, 2013 | n/a | yes | Secaucus, NJ|Jersey City, NJ|Jersey City, NJ|Palisades Park, NJ|Scotch Plains, NJ | Current employment |
| SIGNAL SECURITIES, INC. | Independent wealth | Apr 9, 2013 | Aug 5, 2013 | no | FORT WORTH, TX|MONTCLAIR, NJ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 6, 2008 | May 21, 2010 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 29, 2001 | Mar 5, 2008 | no | RICHMOND, VA|RICHMOND, VA|RICHMOND, VA|MIDLOTHIAN, VA|RICHMOND, VA|RICHMOND, VA|MIDLOTHIAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNAL SECURITIES, INC. | SANTANDER SECURITIES | Aug 5, 2013 | Aug 23, 2013 | 18 | Firm change | Other |
| WELLS FARGO ADVISORS | SIGNAL SECURITIES, INC. | May 21, 2010 | Apr 9, 2013 | 1,054 | Firm change after gap | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Mar 5, 2008 | Mar 6, 2008 | 1 | Firm change | Other |